The Tenet Group have built a first class reputation for regulatory support and have nearly 20 years experience in providing the highest compliance standards and ensuring adviser protection, whilst easing the regulatory burden.
Compliance Services
- Comprehensive compliance documentation
- Compliance manual
- Compliance and T&C plan
- Regular briefing notes
- Helpdesk
- Template documentation
- Dedicated Field Compliance Officer
- Regular audits throughout the year by highly experienced professionals
- Assistance in dealing with the FSA including attendance at FSA visits
- Access to comprehensive Professional Indemnity insurance
- Insurance through our own underwriting facility
Dedicated Online Resource
The LIME member Extranet contains all you will need to establish a comprehensive compliance regime within your business with all the manuals, registers and guidance available at a click of button.
Compliance Field Visits
LIME will provide you with regular Compliance field visits and internal audits. We will also conduct regular file checks to ensure that procedures and documentation follow guidelines.
Experienced Helpdesk
In the event that you need guidance on any specific regulatory points you can telephone the dedicated Compliance Help desk.
Keeping you Informed
LIME will also interpret any FSA bulletins and make sure that any changes that should be made to your business processing are fully communicated to you.